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Keshav's avatar

very happy to see this post written and hope you write more on the topic, but don't agree with the headline claim. I think it may also be valuable to xpost posts like this on LessWrong

I agree with '“if you are embedded in a US military system on [x date], then fire [x weapon] to [x coordinates]” etc – seems as though it is easy to detect' and think it's useful to push labs to search for egregious things like this

My main disagreements seem to be that I think:

- attackers achieving broad behavior shifts on narrow distributions allows many bad attacks (like one which will cause the model to be much more likely to attack china when emdedded, even if you can't specify date, weapon, and coordinates)

- Auditing is hard and misses many large shifts in behavior

- The conciseness constraint isn't robust. Some examples: you can sample from models for much longer by resampling away from revealing claims; you can rewrite later portions of the text with a benign teacher without losing earlier subliminal transfer; you can use the subliminal teacher as a paraphraser.

- the 'filter weird datasets' approach seems very unlikely to work to me. I think you could transfer subliminal beliefs in almost any kind of dataset with most properties

- i don't really get why you're not worried about 'concept-triggered backdoors' or why you think they're weak

- concept backdoors aren't the only kind of threatening backdoors e.g. attackers can choose a deployment distribution that's unlikely to be audited (almost all of them) and condition teacher behavior on completion prefixes (or a concept in the competition prefix); embedding different linked facts across many pre/mid documents can train a behavior without any individual flaggable portion

- the attacker can iterate their samples against the monitor as long as possible to find false positives

- the attacker can filter for especially good samples (those which provide more subliminal effect), something that we've shown exists but aren't used in the papers you cite (I think)

Adam Khoja's avatar

Evaluating the AI security offense-defense balance is imo a great topic to force oneself to explore the literature and build technical understanding; great to see this essay!

I think I'm way more bullish on things like activation probes for sleeper agents (https://www.anthropic.com/research/probes-catch-sleeper-agents) than data filtering for mitigating risk from AI betrayal. Rather than emphasizing subliminal learning and the phantom transfer works, which are relatively recent, I think it's productive to think in terms of the broader arc of AI security, where adaptive attackers can consistently break ~every defense proposed in the literature with competent effort. It's usually not enough to point to the constraints of existing attacks, since real-world attackers will be using techniques you've never seen before. Instead, one needs structural confidence that entire classes of techniques can't work, and of course those types of guarantees are almost never available in deep learning.

Training datasets are structurally fraught to defend. It's trillions of tokens, attacker-controlled, they can try a wide variety of attacks in parallel, and only a small fraction of their poisoned data has to make it into training. I would mainly rely on data filtering to mostly remove large volumes of blatantly poisoned data, which will not be enough against sophisticated attackers. For more thinking here, see our paper: aibetrayal.com/paper.pdf

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